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UNITED STATES
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OMB APPROVAL
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SECURITIES AND EXCHANGE COMMISSION
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OMB Number:
3235-0101
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Washington, D.C. 20549
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Expires: June 30,
2020
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FORM
144
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Estimated average
burden
hours per response
............ 1.00
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SEC USE
ONLY
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PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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DOCUMENT SEQUENCE NO.
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CUSIP
NUMBER
WORK
LOCATION
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ATTENTION:Transmit for filing 3 copies of this form
concurrently with either placing an order with a broker to execute
sale or executing a sale directly with a market
maker.
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1 (a) NAME OF ISSUER (Please type or print)
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(b) IRS IDENT. NO.
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(c) S.E.C. FILE NO.
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Freedom Holding Corp.
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30-0233726
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001-33034
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1
(d) ADDRESS OF ISSUER
(Street, City, State, Zip
Code)
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(e) TELEPHONE NO.
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AREA
CODE
NUMBER
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2 (a) NAME OF PERSON FOR WHOSE ACCOUNT
THE SECURITIES ARE TO BE SOLD
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(b) IRS IDENT. NO.
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(c) RELATIONSHIP TO ISSUER
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(d) ADDRESS (Street. City, State, Zip
Code)
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Boris Cherdabayev
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Director
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Dostyk Ave.
202, 4th Floor BC Forum, Almaty KZ 050051
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SEC
USE ONLY
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3
(a)
Title
of the Class of Securities To be sold
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(b)
Name
and Address of Each Broker Through Whom the Securities are to be
Offered or Each Market Maker who is Acquiring the
Securities
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Broker-Dealer
File
Number
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(c)
Number
of Shares or Other Units To Be Sold
(See instr. 3(c))
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(d)
Aggregate
Market
Value
(See instr. 3(d))
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(e)
Number
of Shares or Other Units Outstanding
(See instr. 3(e))
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(f)
Approximate
Date
of Sale
(See instr. 3(f))
(MO. DAY
YR.)
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(g)
Name
of Each Securities Exchange
(See instr. 3(g))
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Common
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Lek Securities Corporation
One Liberty Plaza,
Floor 52
New York, NY
10006
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18,474
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1,212,079.14
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59,474,712 as of
June 8, 2021
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Promptly after
filing of this Form 144, but in no event more than 90 days after
the date hereof.
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Nasdaq
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INSTRUCTIONS:
1
(a)Name of issuer
(b)Issuer’s I.R.S.
Identification Number
(c)Issuer’s S.E.C.
file number, if any
(d)Issuer’s address,
including zip code
(e)Issuer’s telephone
number, including area code
2.
(a)Name of person for whose account the securities are to be
sold
(b)Such person’s
I.R.S. identification number, if such person is an
entity
(c)Such person’s
relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the
foregoing)
(d)Such person’s
address, including zip code
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3.(a)Title of the
class of securities to be sold
(b)Name and address of each
broker through whom the securities are intended to be
sold
(c)Number of shares or
other units to be sold (if debt securities, give the aggregate face
amount)
(d)Aggregate market value
of the securities to be sold as of a specified date within 10 days
prior to the filing of this notice
(e)Number of shares or
other units of the class outstanding, or if debt securities the
face amount thereof outstanding, as shown by the most recent report
or statement published by the issuer
(f)Approximate date on
which the securities are to be sold
(g)Name of each securities
exchange, if any, on which the securities are intended to be
sold
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Potential
persons who are to respond to the collection of information
contained in this form are not
required
to respond unless the form displays a currently valid OMB control
number.
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Title
ofthe Class
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Name of Acquisition
Transaction
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Name of Person from Whom Acquired(If gift, also give date donor
acquired)
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Date
ofPayment
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Nature
of Payment
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Common
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26 Nov
2003
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Merger
Transaction
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Issuer
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18,474
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26 Nov
2003
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Assets
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INSTRUCTIONS:
If the
securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made
in installments describe the arrangement and state when the note or
other obligation was discharged in full or the last installment
paid.
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Name
and Address of SellerTitle of Securities SoldDate of SaleAmount
ofSecurities SoldTitle
of Securities Sold
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Title of Securities Sold
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Date of Sale
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Amount ofSecurities Sold |
Gross
Proceeds
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None
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REMARKS:
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INSTRUCTIONS:
See the
definition of “person” in paragraph (a) of Rule 144.
Information is to be given not only as to the person for whose
account the securities are to be sold but also as to all other
persons included in that definition. In addition, information shall
be given as to sales by all persons whose sales are required by
paragraph (e) of Rule 144 to be aggregated with sales for the
account of the person filing this notice.
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ATTENTION:
The person for whose account the securities to which this notice
relates are to be sold hereby represents by signing this notice
that he does not know any material adverse information in regard to
the current and prospective operations of the Issuer of the
securities to be sold which has not been publicly
disclosed.
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July 1, 2021
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/s/ Boris Cherdabayev
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DATE
OF NOTICE
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(SIGNATURE)
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DATE OF PLAN
ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE
10B5-1
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The notice shall be signed by the person for whose account the
securities are to be sold. At least one copy of the notice shall be
manually signed.
Any copies not manually signed shall bear typed or printed
signatures.
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ATTENTION:
Intentional misstatements or omission of facts constitute Federal
Criminal Violations (See 18 U.S.C. 1001)
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