Quarterly report pursuant to Section 13 or 15(d)
Cover
Document and Entity Information
Financial Statements
CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED)
CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) (Parenthetical)
CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND STATEMENTS OF OTHER COMPREHENSIVE INCOME/(LOSS) (Unaudited)
CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (Unaudited)
CONDENSED CONSOLIDATED STATEMENTS OF SHAREHOLDER'S EQUITY (Unaudited)
Notes to Financial Statements
Description of Business
Summary of Significant Accounting Policies
Cash and Cash Equivalents
Restricted Cash
Trading And Available-For-Sale Securities At Fair Value
Brokerage and Other Receivables, Net
Loans Issued
Deferred Tax Assets
Securities Sold, Not Yet Purchased, At Fair Value
Loans Received
Debt Securities Issued
Customer Liabilities
Trade Payables
Securities Repurchase Agreement Obligations
Related Party Transactions
Stockholders' Equity
Stock Based Compensation
Leases
Subsequent Events
Accounting Policies
Summary of Significant Accounting Policies (Policies)
Notes Tables
Summary of Significant Accounting Policies (Tables) (USD $)
Cash and Cash Equivalents (Tables)
Restricted Cash (Tables)
Trading And Available-For-Sale Securities At Fair Value (Tables)
Brokerage and Other Receivables, Net (Tables)
Loans Issued (Tables)
Deferred Tax Assets (Tables)
Loans Received (Tables)
Debt Securities Issued (Tables)
Customer Liabilities (Tables)
Trade Payables (Tables)
Securities Repurchase Agreement Obligation (Tables)
Stock Based Compensation (Tables)
Leases (Tables)
Notes Details
Summary of Significant Accounting Policies (Details)
Cash and Cash Equivalents (Details)
Cash and Cash Equivalents (Details 1)
Restricted Cash (Details)
Trading And Available-For-Sale Securities At Fair Value (Details)
Trading And Available-For-Sale Securities At Fair Value (Details 1)
Trading And Available-For-Sale Securities At Fair Value (Details 2)
Trading And Available-For-Sale Securities At Fair Value (Details 3)
Trading And Available-For-Sale Securities At Fair Value (Details 4)
Brokerage and Other Receivables, Net (Details)
Loans Issued (Details)
Deferred Tax Assets (Details)
Deferred Tax Assets (Details Narrative)
Securities Sold, Not Yet Purchased, At Fair Value (Details Narrative)
Loans Received (Details)
Debt Securities Issued (Details)
Customer Liabilities (Details)
Trade Payables (Details)
Securities Repurchase Agreement Obligation (Details)
Stock Based Compensation (Details)
Stock Based Compensation (Details 1)
Leases (Details)
Leases (Details 1)
Brokerage and Other Receivables, Net (Tables)
v3.19.3.a.u2
Brokerage and Other Receivables, Net (Tables)
9 Months Ended
Dec. 31, 2019
Other Receivables, Net, Current [Abstract]
Brokerage and other receivables, net
December 31, 2019
March 31, 2019
Margin lending receivables
$
155,058
$
46,716
Receivables from brokerage clients
1,175
824
Receivables from sale of securities
1,037
27,684
Bank commissions receivable
74
-
Receivable for underwriting and market-making services
65
-
Dividends accrued
1
108
Other receivables
47
130
Allowance for receivables
(240
)
(1,626
)
Total brokerage and other receivables, net
$
157,217
$
73,836
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