Quarterly report pursuant to Section 13 or 15(d)

CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED)

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CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) - USD ($)
$ in Thousands
Jun. 30, 2017
Mar. 31, 2017
ASSETS    
Cash and cash equivalents $ 34,161 $ 21,831
Restricted cash 14,544 12,619
Trading securities 91,228 81,575
Available-for-sale securities, at fair value 2 2
Brokerage and other receivables 19,806 481
Other assets 1,445 691
Deferred tax assets 801 1,026
Fixed assets 1,461 1,041
Goodwill 936 981
Loans issued 212 65
TOTAL ASSETS 164,596 120,312
LIABILITIES AND STOCKHOLDERS’ EQUITY    
Derivative liability 0 495
Debt securities issued 3,956 3,459
Customer liabilities 15,714 7,543
Current income tax liability 0 149
Trade payables 7,016 235
Deferred distribution payments 8,534 8,534
Securities repurchase agreement obligation 70,833 56,289
Other liabilities 529 372
TOTAL LIABILITIES 106,582 77,076
STOCKHOLDERS’ EQUITY    
Common stock - $0.001 par value; 500,000,000 shares authorized; 490,000,000 shares outstanding as of June 30, 2017 and March 31, 2017, respectively 490 490
Preferred stock - $0.001 par value; 20,000,000 shares authorized, no shares issued or outstanding 0 0
Additional paid in capital 40,949 32,785
Retained earnings 25,232 16,860
Accumulated other comprehensive loss (8,657) (6,899)
TOTAL STOCKHOLDERS’ EQUITY 58,014 43,236
TOTAL LIABILITIES AND STOCKHOLDERS’ EQUITY $ 164,596 $ 120,312