Quarterly report pursuant to Section 13 or 15(d)
Cover
Document and Entity Information
Financial Statements
CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED)
CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) (Parenthetical)
CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS OF OTHER COMPREHENSIVE INCOME (Unaudited)
CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (Unaudited)
Notes to Financial Statements
1. Description of Business
2. Summary of Significant Accounting Policies
3. Revision of Financial Statement
4. Cash and Cash Equivalents
5. Restricted Cash
6. Trading Securities
7. Securities Repurchase Agreement Obligation
8. Deferred Tax Assets
9. Derivative Liability
10. Debt Securities Issued
11. Customer Liabilities
12. Related Party Transactions
13. Stockholder???s Equity
14. Stock Split Disclosure
15. Commitments and Contingent Liabilities
16. Subsequent Events
Accounting Policies
2. Summary of Significant Accounting Policies (Policies)
Notes Tables
3. Revision of Financial Statement (Tables)
4. Cash and Cash Equivalents (Tables)
5. Restricted Cash (Tables)
6. Trading Securities (Tables)
7. Securities Repurchase Agreement Obligation (Tables)
8. Deferred Tax Assets (Tables)
10. Debt Securities Issued (Tables)
11. Customer Liabilities (Tables)
14. Stock Split Disclosure (Tables)
15. Commitments and Contingent Liabilities (Tables)
Notes Details
3. Revision of Financial Statement (Details)
4. Cash and Cash Equivalents (Details)
4. Cash and Cash Equivalents (Details 1)
5. Restricted Cash (Details)
6. Trading Securities (Details)
6. Trading Securities (Details 1)
7. Securities Repurchase Agreement Obligation (Details)
8. Deferred Tax Assets (Details)
10. Debt Securities Issued (Details)
11. Customer Liabilities (Details)
14. Stock Split Disclosure (Details)
15. Commitments and Contingent Liabilities (Details)
15. Commitments and Contingent Liabilities (Details Narrative)
7. Securities Repurchase Agreement Obligation (Tables)
v3.8.0.1
7. Securities Repurchase Agreement Obligation (Tables)
6 Months Ended
Sep. 30, 2017
Securities Repurchase Agreement Obligation Tables
Securities under repurchase agreement obligations
September 30, 2017
Interest rates and remaining contractual maturity of the agreements
Average interest rate
Overnight and continuous
Up to 30 days
30-90 days
Total
Securities sold under agreement to repurchase
Corporate debt
10.31
%
$
-
$
36,331
$
-
$
36,331
Corporate equity
12.74
%
-
91,728
-
91,728
Non-US sovereign debt
9.75
%
-
2,152
-
2,152
Total securities sold under repurchase agreements
$
-
$
130,211
$
-
$
130,211
March 31, 2017
Interest rate and remaining contractual maturity of the agreements
Average interest rate
Overnight and continuous
Up to 30 days
30-90 days
Total
Securities sold under agreement to repurchase
Corporate debt
11.83
%
$
14,484
$
10,923
$
-
$
25,407
Corporate equity
13.08
%
-
29,926
956
30,882
Total securities sold under repurchase agreements
$
14,484
$
40,849
$
956
$
56,289
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