Quarterly report pursuant to Section 13 or 15(d)

CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED)

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CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) - USD ($)
$ in Thousands
Jun. 30, 2018
Mar. 31, 2018
ASSETS    
Cash and cash equivalents $ 45,057  
Restricted cash 24,802  
Trading securities 184,350  
Available-for-sale securities, at fair value 2  
Brokerage and other receivables, net 42,245  
Loans issued 16,757  
Deferred tax assets 812  
Fixed assets, net 2,471  
Intangible assets, net 4,807  
Goodwill 3,103  
Other assets, net 4,823  
TOTAL ASSETS 329,229  
LIABILITIES AND STOCKHOLDERS' EQUITY    
Securities sold, not yet purchased - at fair value 1,756  
Loans received 13,977  
Debt securities issued 19,969  
Customer liabilities 40,402  
Trade payables 15,742  
Deferred distribution payments 8,534  
Securities repurchase agreement obligation 114,572  
Other liabilities 2,012  
TOTAL LIABILITIES 216,964  
Commitments and Contingencies (Note 20)  
STOCKHOLDERS' EQUITY    
Preferred stock - $0.001 par value; 20,000,000 shares authorized, no shares issued or outstanding 0  
Common stock - $0.001 par value; 500,000,000 shares authorized; 58,033,212 and 58,033,212 shares issued and outstanding as of June 30, 2018 and March 31, 2018, respectively 58  
Additional paid in capital 99,003  
Retained earnings 27,437  
Accumulated other comprehensive loss (14,233)  
TOTAL STOCKHOLDERS' EQUITY 112,265  
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY $ 329,229  
(Recast)    
ASSETS    
Cash and cash equivalents [1]   $ 65,731
Restricted cash [1]   21,962
Trading securities [1]   212,595
Available-for-sale securities, at fair value [1]   240
Brokerage and other receivables, net [1]   24,854
Loans issued [1]   8,754
Deferred tax assets [1]   772
Fixed assets, net [1]   2,571
Intangible assets, net [1]   5,531
Goodwill [1]   3,288
Other assets, net [1]   4,573
TOTAL ASSETS [1]   350,871
LIABILITIES AND STOCKHOLDERS' EQUITY    
Securities sold, not yet purchased - at fair value [1]   1,135
Loans received [1]   7,143
Debt securities issued [1]   11,222
Customer liabilities [1]   30,672
Trade payables [1]   9,013
Deferred distribution payments [1]   8,534
Securities repurchase agreement obligation [1]   154,775
Other liabilities [1]   1,376
TOTAL LIABILITIES [1]   223,870
Commitments and Contingencies (Note 20) [1]  
STOCKHOLDERS' EQUITY    
Preferred stock - $0.001 par value; 20,000,000 shares authorized, no shares issued or outstanding [1]   0
Common stock - $0.001 par value; 500,000,000 shares authorized; 58,033,212 and 58,033,212 shares issued and outstanding as of June 30, 2018 and March 31, 2018, respectively [1]   58
Additional paid in capital [1]   100,180
Retained earnings [1]   34,320
Accumulated other comprehensive loss [1]   (7,557)
TOTAL STOCKHOLDERS' EQUITY [1]   127,001
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY [1]   $ 350,871
[1] See Notes 2 and 3 for information regarding recast amounts and basis of financial statement presentation.