Quarterly report pursuant to Section 13 or 15(d)
Cover
Document and Entity Information
Financial Statements
CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED)
CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) (Parenthetical)
CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND STATEMENTS OF OTHER COMPREHENSIVE INCOME/(LOSS) (Unaudited)
CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (Unaudited)
Notes to Financial Statements
Description of Business
Summary of Significant Accounting Policies
Revision of Financial Statement
Cash and Cash Equivalents
Restricted Cash
Trading Securities
Brokerage and Other Receivables
Loans Issued
Deferred Tax Assets
Securities Sold, Not Yet Purchased - At Fair Value
Derivative Liability
Loans Received
Debt Securities Issued
Customer Liabilities
Securities Repurchase Agreement Obligations
Related Party Transactions
Stockholders' Equity
Stock based compensation
Acquisitions and Disposal of Subsidiary
Commitments and Contingent Liabilities
Subsequent Events
Accounting Policies
Summary of Significant Accounting Policies (Policies)
Notes Tables
Revision of Financial Statement (Tables)
Cash and Cash Equivalents (Tables)
Restricted Cash (Tables)
Trading Securities (Tables)
Brokerage and Other Receivables (Tables)
Loans Issued (Tables)
Deferred Tax Assets (Tables)
Loans Received (Tables)
Debt Securities Issued (Tables)
Customer Liabilities (Tables)
Securities Repurchase Agreement Obligation (Tables)
Stock based compensation (Tables)
Commitments and Contingent Liabilities (Tables)
Notes Details
Revision of Financial Statement (Details)
Cash and Cash Equivalents (Details)
Cash and Cash Equivalents (Details 1)
Restricted Cash (Details)
Trading Securities (Details)
Trading Securities (Details 1)
Brokerage and Other Receivables (Details)
Loans Issued (Details)
Deferred Tax Assets (Details)
Loans Received (Details)
Debt Securities Issued (Details)
Customer Liabilities (Details)
Securities Repurchase Agreement Obligation (Details)
Stock based Compensation (Details)
Stock based compensation (Details 1)
Commitments and Contingent Liabilities (Details)
Commitments and Contingent Liabilities (Details Narrative)
Brokerage and Other Receivables (Tables)
v3.10.0.1
Brokerage and Other Receivables (Tables)
6 Months Ended
Sep. 30, 2018
Other Receivables, Net, Current [Abstract]
Brokerage and other receivables
September 30, 2018
March 31, 2018
(Recast)
Margin lending receivables
$
37,051
$
17,276
Receivable from sale of securities
35,904
6,061
Receivables from brokerage clients
6,614
738
Receivable for underwriting market-making services
590
79
Bank commissions receivable
6
1,016
Bonds coupon receivable
—
119
Other receivables
498
20
Allowance for receivables
(461
)
(424
)
Total brokerage and other receivables, net
$
80,202
$
24,885
X
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