Annual report pursuant to Section 13 and 15(d)

CONSOLIDATED BALANCE SHEETS

v3.20.2
CONSOLIDATED BALANCE SHEETS - USD ($)
$ in Thousands
Mar. 31, 2020
Mar. 31, 2019
ASSETS    
Cash and cash equivalents $ 63,208 $ 49,960
Restricted cash 66,597 38,460
Trading securities 156,544 167,949
Available-for-sale securities, at fair value 6,438 2
Brokerage and other receivables, net 113,687 73,836
Loans issued 10,461 2,525
Deferred tax assets 570 1,265
Fixed assets, net 6,384 5,563
Intangible assets, net 3,422 4,226
Goodwill 2,607 2,936
Right-of-use asset 14,543 0
Other assets, net 9,062 4,189
TOTAL ASSETS 453,523 350,911
LIABILITIES AND STOCKHOLDERS' EQUITY    
Debt securities issued 72,296 28,538
Customer liabilities 168,432 82,032
Trade payables 8,398 32,695
Deferred distribution payments 8,534 8,534
Securities repurchase agreement obligations 48,204 73,621
Current income tax liability 1,407 754
Lease liability 14,384 0
Loans received 0 4,008
Other liabilities 2,831 3,132
TOTAL LIABILITIES 324,486 233,314
Commitments and Contingencies
STOCKHOLDERS' EQUITY    
Preferred stock - $0.001 par value; 20,000,000 shares authorized, no shares issued or outstanding 0 0
Common stock - $0.001 par value; 500,000,000 shares authorized; 58,358,212 and 58,043,212 shares issued and outstanding as of March 31, 2020 and 2019, respectively 58 58
Additional paid in capital 102,890 99,093
Retained earnings 66,335 41,498
Accumulated other comprehensive loss (37,974) (23,052)
TOTAL EQUITY ATTRIBUTABLE TO THE COMPANY 131,309 117,597
Non-controlling interest (2,272) 0
TOTAL STOCKHOLDERS' EQUITY 129,037 117,597
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY $ 453,523 $ 350,911