Quarterly report pursuant to Section 13 or 15(d)

CONDENSED CONSOLIDATED BALANCE SHEETS

v3.21.2
CONDENSED CONSOLIDATED BALANCE SHEETS - USD ($)
Sep. 30, 2021
Mar. 31, 2021
ASSETS    
Cash and cash equivalents $ 740,425,000 $ 698,828,000
Restricted cash 359,828,000 437,958,000
Trading securities 974,481,000 736,188,000
Available-for-sale securities, at fair value 1,000 1,000
Brokerage and other receivables, net 317,124,000 64,801,000
Loans issued 32,647,000 11,667,000
Fixed assets, net 20,506,000 18,385,000
Intangible assets, net 9,016,000 9,785,000
Goodwill 7,894,000 7,868,000
Right-of-use asset 16,471,000 13,262,000
Other assets, net 22,066,000 19,902,000
TOTAL ASSETS 2,500,459,000 2,018,645,000
LIABILITIES AND SHAREHOLDERS' EQUITY    
Securities repurchase agreement obligations 537,277,000 426,715,000
Customer liabilities 1,219,364,000 1,163,697,000
Trade payables 51,071,000 22,304,000
Current income tax liability 33,964,000 14,843,000
Securities sold, not yet purchased - at fair value 14,867,000 8,592,000
Loans received 3,456,000 3,373,000
Debt securities issued 58,246,000 68,443,000
Lease liability 16,298,000 13,249,000
Deferred income tax liabilities 5,896,000 4,385,000
Deferred distribution payments 8,534,000 8,534,000
Other liabilities 8,107,000 8,839,000
TOTAL LIABILITIES 1,957,080,000 1,742,974,000
Commitments and Contingent Liabilities (Note 20) 0 0
SHAREHOLDERS' EQUITY    
Common stock - $0.001 par value; 500,000,000 shares authorized; 59,534,712 and 58,443,212 shares issued and outstanding as of September 30, 2021 and March 31, 2021, respectively 59,000 58,000
Additional paid in capital 110,717,000 104,672,000
Retained earnings 464,920,000 208,628,000
Accumulated other comprehensive loss (31,816,000) (36,046,000)
TOTAL EQUITY ATTRIBUTABLE TO THE COMPANY 543,880,000 277,312,000
Non-controlling interest (501,000) (1,641,000)
TOTAL SHAREHOLDERS' EQUITY 543,379,000 275,671,000
TOTAL LIABILITIES AND SHAREHOLDERS' EQUITY $ 2,500,459,000 $ 2,018,645,000