Quarterly report pursuant to Section 13 or 15(d)
Cover
Cover
Financial Statements
CONDENSED CONSOLIDATED BALANCE SHEETS
CONDENSED CONSOLIDATED BALANCE SHEETS (Parenthetical)
CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND STATEMENTS OF OTHER COMPREHENSIVE INCOME (Unaudited)
CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (Unaudited)
CONDENSED CONSOLIDATED STATEMENTS OF SHAREHOLDERS EQUITY (Unaudited)
Notes to Financial Statements
DESCRIPTION OF BUSINESS
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
CASH AND CASH EQUIVALENTS
RESTRICTED CASH
TRADING AND AVAILABLEFORSALE SECURITIES AT FAIR VALUE
BROKERAGE AND OTHER RECEIVABLES NET
LOANS ISSUED
DEFERRED TAX LIABILITIES
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS
CUSTOMER LIABILITIES
TRADE PAYABLES
SECURITIES SOLD NOT YET PURCHASED AT FAIR VALUE
LOANS RECEIVED
DEBT SECURITIES ISSUED
NET GAIN ON TRADING SECURITIES
RELATED PARTY TRANSACTIONS
STOCKHOLDERS EQUITY
STOCKBASED COMPENSATION
LEASES
COMMITMENTS AND CONTINGENCIES
SUBSEQUENT EVENTS
Accounting Policies
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Policies)
Notes Tables
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Tables)
CASH AND CASH EQUIVALENTS (Tables)
RESTRICTED CASH (Tables)
TRADING AND AVAILABLEFORSALE SECURITIES AT FAIR VALUE (Tables)
BROKERAGE AND OTHER RECEIVABLES NET (Tables)
LOAN ISSUED (Tables)
DEFERRED TAX LIABILITIES ASSETS (Tables)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS (Tables)
CUSTOMER LIABILITIES (Tables)
TRADE PAYABLES (Tables)
LOANS RECEIVED (Tables)
DEBT SECURITIES ISSUED (Tables)
NET GAIN ON TRADING SECURITIES (Tables)
STOCKBASEDCOMPENSATION (Tables)
LEASES (Tables)
COMMITMENTS AND CONTINGENCIES (Tables)
Notes Details
DESCRIPTION OF BUSINESS (Details Narrative)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Details Narrative)
CASH AND CASH EQUIVALENTS (Details)
CASH AND CASH EQUIVALENTS (Details 1)
CASH AND CASH EQUIVALENTS (Details Narrative)
RESTRICTED CASH (Details)
RESTRICTED CASH (Details Narrative)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE (Details)
TRADING AND AVAILABLEFORSALE SECURITIES AT FAIR VALUE (Details 1)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE (Details 2)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE (Details 3)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE (Details 4)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE (Details Narrative)
BROKERAGE AND OTHER RECEIVABLES NET (Details)
BROKERAGE AND OTHER RECEIVABLES NET (Details Narrative)
LOANS ISSUED (Details)
LOANS ISSUED (Details Narrative)
DEFFERED TAXES LIABILITIES (Details)
DEFFERED TAXES LIABILITIES (Details Narrative)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS (Details)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS (Details Narrative)
CUSTOMER LIABILITIES (Details)
CUSTOMER LIABILITIES (Details Narrative)
TRADE PAYABLES (Details)
TRADE PAYABLES (Details Narrative)
SECURITIES SOLD NOT YET PURCHASED AT FAIR VALUE (Details Narrative)
LOANS RECEIVED (Details)
LOANS RECEIVED (Details Narrative)
DEBT SECURITIES ISSUED (Details)
DEBT SECURITIES ISSUED (Details Narrative)
NET GAIN ON TRADING SECURITIES (Details)
NET GAIN ON TRADING SECURITIES (Details Narrative)
RELATED PARTY TRANSACTIONS (Details Narrative)
STOCKHOLDERS EQUITY (Details Narrative)
STOCK BASED COMPENSATIONS (Details)
STOCK BASED COMPENSATIONS (Details 1)
STOCK BASED COMPENSATIONS (Details 2)
STOCK BASED COMPENSATIONS (Details Narrative)
LEASES (Details)
LEASES (Details 1)
LEASES (Details Narrative)
COMMITMENTS AND CONTINGENCIES (Details)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS (Details)
v3.21.2
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS (Details) - USD ($)
Sep. 30, 2021
Mar. 31, 2021
Remaining contractual maturity: up to 30 days
$ 531,356,000
$ 426,715,000
Remaining contractual maturity: 30 - 90 days
5,921,000
0
Total contractual maturity
537,277,000
426,715,000
Corporate equity
Remaining contractual maturity: up to 30 days
5,757,000
Remaining contractual maturity: 30 - 90 days
0
Total contractual maturity
$ 5,757,000
Average interest rate
3.78%
U.S. sovereign debt
Remaining contractual maturity: up to 30 days
2,214,000
$ 1,809,000
Remaining contractual maturity: 30 - 90 days
0
0
Total contractual maturity
$ 2,214,000
$ 1,809,000
Average interest rate
0.35%
0.40%
Corporate debt
Remaining contractual maturity: up to 30 days
$ 376,018,000
$ 189,337,000
Remaining contractual maturity: 30 - 90 days
5,921,000
0
Total contractual maturity
$ 381,939,000
$ 189,337,000
Average interest rate
9.21%
9.27%
Non-US sovereign debt one
Remaining contractual maturity: up to 30 days
$ 153,124,000
$ 229,812,000
Remaining contractual maturity: 30 - 90 days
0
0
Total contractual maturity
$ 153,124,000
$ 229,812,000
Average interest rate
8.92%
9.28%
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