Quarterly report pursuant to Section 13 or 15(d)

CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED)

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CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) - USD ($)
$ in Thousands
Dec. 31, 2018
Mar. 31, 2018
ASSETS    
Cash and cash equivalents $ 41,425  
Restricted cash 27,103  
Trading securities 154,542  
Available-for-sale securities, at fair value 1  
Brokerage and other receivables, net 52,839  
Loans issued 2,337  
Deferred tax assets 878  
Fixed assets, net 5,033  
Intangible assets, net 4,212  
Goodwill 2,862  
Other assets, net 4,129  
TOTAL ASSETS 295,361  
LIABILITIES AND STOCKHOLDERS' EQUITY    
Securities sold, not yet purchased - at fair value 0  
Loans received 3,967  
Debt securities issued 26,573  
Customer liabilities 58,596  
Trade payables 16,351  
Deferred distribution payments 8,534  
Securities repurchase agreement obligation 68,181  
Current income tax liability 82  
Other liabilities 1,634  
TOTAL LIABILITIES 183,918  
Commitments and Contingent Liabilities (Note 20)  
STOCKHOLDERS' EQUITY    
Preferred stock - $0.001 par value; 20,000,000 shares authorized, no shares issued or outstanding 0  
Common stock - $0.001 par value; 500,000,000 shares authorized; 58,043,212 and 58,033,212 shares issued and outstanding as of December 31, 2018 and March 31, 2018, respectively 58  
Additional paid in capital 98,128  
Retained earnings 38,628  
Accumulated other comprehensive loss (25,371)  
TOTAL STOCKHOLDERS' EQUITY 111,443  
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY $ 295,361  
(Recast)    
ASSETS    
Cash and cash equivalents [1]   $ 65,731
Restricted cash [1]   21,962
Trading securities [1]   212,595
Available-for-sale securities, at fair value [1]   240
Brokerage and other receivables, net [1]   24,885
Loans issued   8,754
Deferred tax assets [1]   772
Fixed assets, net [1]   2,571
Intangible assets, net [1]   5,531
Goodwill [1]   3,288
Other assets, net [1]   4,573
TOTAL ASSETS [1]   350,902
LIABILITIES AND STOCKHOLDERS' EQUITY    
Securities sold, not yet purchased - at fair value [1]   1,135
Loans received [1]   7,143
Debt securities issued [1]   11,222
Customer liabilities [1]   30,672
Trade payables   9,013
Deferred distribution payments   8,534
Securities repurchase agreement obligation [1]   154,775
Current income tax liability   0
Other liabilities [1]   1,376
TOTAL LIABILITIES [1]   223,870
Commitments and Contingent Liabilities (Note 20) [1]  
STOCKHOLDERS' EQUITY    
Preferred stock - $0.001 par value; 20,000,000 shares authorized, no shares issued or outstanding [1]   0
Common stock - $0.001 par value; 500,000,000 shares authorized; 58,043,212 and 58,033,212 shares issued and outstanding as of December 31, 2018 and March 31, 2018, respectively [1]   58
Additional paid in capital [1]   100,180
Retained earnings [1]   34,351
Accumulated other comprehensive loss [1]   (7,557)
TOTAL STOCKHOLDERS' EQUITY [1]   127,032
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY [1]   $ 350,902
[1] See Notes 2 and 3 for information regarding recast amounts and basis of financial statement presentation.