v3.19.2
CONSOLIDATED BALANCE SHEETS (AUDITED) - USD ($)
$ in Thousands
Mar. 31, 2019
Mar. 31, 2018
ASSETS    
Cash and cash equivalents $ 49,960  
Restricted cash 38,460  
Trading securities 167,949  
Available-for-sale securities, at fair value 2  
Brokerage and other receivables, net 73,836  
Loans issued 2,525  
Deferred tax assets 1,265  
Fixed assets, net 5,563  
Intangible assets, net 4,226  
Goodwill 2,936 $ 3,288
Other assets, net 4,189  
TOTAL ASSETS 350,911  
LIABILITIES AND STOCKHOLDERS' EQUITY    
Securities sold, not yet purchased - at fair value 0  
Loans received 4,008  
Debt securities issued 28,538  
Customer liabilities 82,032  
Trade payables 32,695  
Deferred distribution payments 8,534  
Securities repurchase agreement obligations 73,621  
Current income tax liability 754  
Other liabilities 3,132  
TOTAL LIABILITIES 233,314  
Commitments and Contingencies (Note 28)  
STOCKHOLDERS' EQUITY    
Preferred stock - $0.001 par value; 20,000,000 shares authorized, no shares issued or outstanding 0  
Common stock - $0.001 par value; 500,000,000 shares authorized; 58,043,212 and 58,033,212 shares issued and outstanding as of March 31, 2019 and 2018, respectively 58  
Additional paid in capital 99,093  
Retained earnings 41,498  
Accumulated other comprehensive loss (23,052)  
TOTAL STOCKHOLDERS' EQUITY 117,597 127,032
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY $ 350,911  
(Recast)    
ASSETS    
Cash and cash equivalents   65,731
Restricted cash   21,962
Trading securities   212,595
Available-for-sale securities, at fair value   240
Brokerage and other receivables, net   24,885
Loans issued   8,754
Deferred tax assets   772
Fixed assets, net   2,410
Intangible assets, net   5,692
Goodwill   3,288
Other assets, net   4,573
TOTAL ASSETS   350,902
LIABILITIES AND STOCKHOLDERS' EQUITY    
Securities sold, not yet purchased - at fair value   1,135
Loans received   7,143
Debt securities issued   11,222
Customer liabilities   30,672
Trade payables   9,013
Deferred distribution payments   8,534
Securities repurchase agreement obligations   154,775
Current income tax liability   0
Other liabilities   1,376
TOTAL LIABILITIES   223,870
Commitments and Contingencies (Note 28)  
STOCKHOLDERS' EQUITY    
Preferred stock - $0.001 par value; 20,000,000 shares authorized, no shares issued or outstanding   0
Common stock - $0.001 par value; 500,000,000 shares authorized; 58,043,212 and 58,033,212 shares issued and outstanding as of March 31, 2019 and 2018, respectively   58
Additional paid in capital   100,180
Retained earnings   34,351
Accumulated other comprehensive loss   (7,557)
TOTAL STOCKHOLDERS' EQUITY   127,032
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY   $ 350,902

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