Quarterly report pursuant to Section 13 or 15(d)
Cover
Cover
Financial Statements
CONDENSED CONSOLIDATED BALANCE SHEETS (Unaudited)
CONDENSED CONSOLIDATED BALANCE SHEETS (Unaudited) (Parenthetical)
CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND STATEMENTS OF OTHER COMPREHENSIVE INCOME (Unaudited)
CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND STATEMENTS OF OTHER COMPREHENSIVE INCOME (Unaudited) (Parenthetical)
CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (Unaudited)
CONDENSED CONSOLIDATED STATEMENTS OF CASH FLOWS (Unaudited) (Parenthetical)
CONDENSED CONSOLIDATED STATEMENTS OF SHAREHOLDERS' EQUITY (Unaudited)
Notes to Financial Statements
DESCRIPTION OF BUSINESS
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
CASH AND CASH EQUIVALENTS
RESTRICTED CASH
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE
MARGIN LENDING, BROKERAGE AND OTHER RECEIVABLES, NET
LOANS ISSUED
PROVISION FOR INCOME TAXES
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS
CUSTOMER LIABILITIES
MARGIN LENDING AND TRADE PAYABLES
DEBT SECURITIES ISSUED
INSURANCE CONTRACTS ASSETS AND LIABILITIES FROM INSURANCE ACTIVITIES
FEE AND COMMISSION INCOME
NET GAIN ON TRADING SECURITIES
NET INTEREST INCOME/EXPENSE
NET GAIN/(LOSS) ON DERIVATIVES
RELATED PARTY TRANSACTIONS
STOCKHOLDERS' EQUITY
STOCK BASED COMPENSATION
LEASES
ACQUISITIONS OF SUBSIDIARIES
COMMITMENTS AND CONTINGENT LIABILITIES
SEGMENT REPORTING
STATUTORY CAPITAL REQUIREMENTS
SUBSEQUENT EVENTS
Pay vs Performance Disclosure
Insider Trading Arrangements
Accounting Policies
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Policies)
Notes Tables
DESCRIPTION OF BUSINESS (Tables)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Tables)
CASH AND CASH EQUIVALENTS (Tables)
RESTRICTED CASH (Tables)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE (Tables)
MARGIN LENDING, BROKERAGE AND OTHER RECEIVABLES, NET (Tables)
LOAN ISSUED (Tables)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS (Tables)
CUSTOMER LIABILITIES (Tables)
MARGIN LENDING AND TRADE PAYABLES (Tables)
DEBT SECURITIES ISSUED (Tables)
INSURANCE CONTRACTS ASSETS AND LIABILITIES FROM INSURANCE ACTIVITIES (Tables)
FEE AND COMMISSION INCOME (Tables)
NET GAIN ON TRADING SECURITIES (Tables)
NET INTEREST INCOME/EXPENSE (Tables)
NET GAIN/(LOSS) ON DERIVATIVES (Tables)
RELATED PARTY TRANSACTIONS (Tables)
STOCKHOLDERS' EQUITY (Tables)
STOCK BASED COMPENSATION (Tables)
LEASES (Tables)
ACQUISITIONS OF SUBSIDIARIES (Tables)
COMMITMENTS AND CONTINGENT LIABILITIES (Tables)
SEGMENT REPORTING (Tables)
STATUTORY CAPITAL REQUIREMENTS (Tables)
Notes Details
DESCRIPTION OF BUSINESS - List of subsidiaries (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Narrative (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Concentration of revenue (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Schedule of changes in the carrying amount of goodwill (Details)
CASH AND CASH EQUIVALENTS - Schedule of cash and cash equivalents (Details)
CASH AND CASH EQUIVALENTS - Schedule of collateralized securities received under reverse repurchase agreements (Details)
CASH AND CASH EQUIVALENTS - Narrative (Details)
RESTRICTED CASH - Schedule of restricted cash (Details)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE - Schedule of trading and available-for-sale securities (Details)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE - Schedule of maturity of trading and available-for-sale securities (Details)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE - Narrative (Details)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE - Schedule of present securities assets at fair value (Details)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE - Schedule of valuation techniques and significant level 3 inputs used in the valuation (Details)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE - Schedule of reconciliation of the beginning and ending balance for investments that use Level 3 inputs (Details)
TRADING AND AVAILABLE FOR SALE SECURITIES AT FAIR VALUE - Schedule of amortized cost, unrealized gains and losses accumulated in other comprehensive income, and fair value of available-for-sale securities (Details)
MARGIN LENDING, BROKERAGE AND OTHER RECEIVABLES, NET - Schedule of brokerage and other receivables (Details)
MARGIN LENDING, BROKERAGE AND OTHER RECEIVABLES, NET - Narrative (Details)
LOANS ISSUED - Summary of loans issued (Details)
LOANS ISSUED - Narrative (Details)
LOANS ISSUED - Finance receivable Maturity (Details)
LOANS ISSUED - Finance receivable Vintage (Details)
LOANS ISSUED - Allowances for Credit Loss (Details)
PROVISION FOR INCOME TAXES - Narrative (Details)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS - Schedule of trading securities including collateralized securities subject to repurchase agreements (Details)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS - Narrative (Details)
CUSTOMER LIABILITIES - Schedule of customer liabilities (Details)
CUSTOMER LIABILITIES - Narrative (Details)
MARGIN LENDING AND TRADE PAYABLES - Schedule of Trade Payables (Details)
MARGIN LENDING AND TRADE PAYABLES - Narrative (Details)
DEBT SECURITIES ISSUED - Summary (Details)
DEBT SECURITIES ISSUED - Narrative (Details)
INSURANCE CONTRACTS ASSETS AND LIABILITIES FROM INSURANCE ACTIVITIES - Schedule of Insurance Receivables (Details)
INSURANCE CONTRACTS ASSETS AND LIABILITIES FROM INSURANCE ACTIVITIES -Schedule of Insurance Payables (Details)
FEE AND COMMISSION INCOME/EXPENSE-Schedule of commission income (Details)
NET GAIN ON TRADING SECURITIES - Summary of net gain on trading securities (Details)
NET INTEREST INCOME/EXPENSE (Details)
NET GAIN/(LOSS) ON DERIVATIVES (Details)
RELATED PARTY TRANSACTIONS - Schedule of Related Party Transactions (Details)
RELATED PARTY TRANSACTIONS - Narrative (Details)
STOCKHOLDERS' EQUITY (Details)
STOCK BASED COMPENSATION - Narrative (Details)
STOCK BASED COMPENSATION - Schedule of fair value of restricted shares awarded using the Monte Carlo valuation model (Details)
STOCK BASED COMPENSATION - Schedule of the activity of the company's restricted stock outstanding (Details)
LEASES - Disclosure of lease assets and liabilities (Details)
LEASES - Schedule of lease obligations (Details)
LEASES - Narrative (Details)
ACQUISITIONS OF SUBSIDIARIES - Narrative (Details)
ACQUISITIONS OF SUBSIDIARIES - Schedule of Net Assets Acquired (Details)
COMMITMENTS AND CONTINGENT LIABILITIES (Details)
SEGMENT REPORTING - Results by segment (Details)
SEGMENT REPORTING - Net assets by segment (Details)
STATUTORY CAPITAL REQUIREMENTS - Narrative (Details)
STATUTORY CAPITAL REQUIREMENTS - Net capital/eligible equity, required minimum capital, excess regulatory capital and retained earnings (Details)
NET GAIN ON TRADING SECURITIES - Summary of net gain on trading securities (Details)
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