Annual report pursuant to Section 13 and 15(d)
Cover
Cover
Audit Information
Financial Statements
CONSOLIDATED BALANCE SHEETS
CONSOLIDATED BALANCE SHEETS (Parenthetical)
CONSOLIDATED STATEMENTS OF OPERATIONS AND STATEMENTS OF OTHER COMPREHENSIVE INCOME
CONSOLIDATED STATEMENTS OF OPERATIONS AND STATEMENTS OF OTHER COMPREHENSIVE INCOME (Parenthetical)
CONSOLIDATED STATEMENTS OF SHAREHOLDERS' EQUITY
CONSOLIDATED STATEMENTS OF CASH FLOWS
CONSOLIDATED STATEMENTS OF CASH FLOWS - Parenthetical
Notes to Financial Statements
DESCRIPTION OF BUSINESS
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
RECAST
CASH AND CASH EQUIVALENTS
RESTRICTED CASH
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE
MARGIN LENDING, BROKERAGE AND OTHER RECEIVABLES, NET
LOANS ISSUED
INCOME TAXES
FIXED ASSETS, NET
INTANGIBLE ASSETS, NET
OTHER ASSETS, NET
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS
CUSTOMER LIABILITIES
MARGIN LENDING AND TRADE PAYABLES
DEBT SECURITIES ISSUED
INSURANCE CONTRACTS ASSETS AND LIABILITIES FROM INSURANCE ACTIVITIES
OTHER LIABILITIES
FEE AND COMMISSION INCOME
NET GAIN ON TRADING SECURITIES
NET INTEREST INCOME/EXPENSE
NET GAIN ON FOREIGN EXCHANGE OPERATIONS
NET (LOSS)/GAIN ON DERIVATIVES
RELATED PARTY TRANSACTIONS
STOCKHOLDERS' EQUITY
STOCK BASED COMPENSATION
LEASES
ACQUISITIONS OF SUBSIDIARIES
COMMITMENTS AND CONTINGENCIES
SEGMENT REPORTING
STATUTORY CAPITAL REQUIREMENTS
SUBSEQUENT EVENTS
Pay vs Performance Disclosure
Insider Trading Arrangements
Insider Trading Policies and Procedures
Accounting Policies
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Policies)
Notes Tables
DESCRIPTION OF BUSINESS (Tables)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Tables)
RECAST (Tables)
CASH AND CASH EQUIVALENTS (Tables)
RESTRICTED CASH (Tables)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE (Tables)
MARGIN LENDING, BROKERAGE AND OTHER RECEIVABLES, NET (Tables)
LOAN ISSUED (Tables)
INCOME TAXES (Tables)
FIXED ASSETS, NET (Tables)
INTANGIBLE ASSETS, NET (Tables)
OTHER ASSETS, NET (Tables)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS (Tables)
CUSTOMER LIABILITIES (Tables)
MARGIN LENDING AND TRADE PAYABLES (Tables)
DEBT SECURITIES ISSUED (Tables)
INSURANCE CONTRACTS ASSETS AND LIABILITIES FROM INSURANCE ACTIVITIES (Tables)
OTHER LIABILITIES (Tables)
FEE AND COMMISSION INCOME (Tables)
NET GAIN ON TRADING SECURITIES (Tables)
NET INTEREST INCOME/EXPENSE (Tables)
NET GAIN ON FOREIGN EXCHANGE OPERATIONS (Tables)
NET (LOSS)/GAIN ON DERIVATIVES (Tables)
RELATED PARTY TRANSACTIONS (Tables)
STOCK BASED COMPENSATION (Tables)
LEASES (Tables)
ACQUISITIONS OF SUBSIDIARIES (Tables)
COMMITMENTS AND CONTINGENCIES (Tables)
SEGMENT REPORTING (Tables)
STATUTORY CAPITAL REQUIREMENTS (Tables)
Notes Details
DESCRIPTION OF BUSINESS - List of Subsidiaries (Details)
DESCRIPTION OF BUSINESS - Narrative (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Variable Interest Entities (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Narrative (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Concentration of revenue (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Schedule of changes in the carrying amount of goodwill (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - Schedule of Impact of ASC 326 (Details)
RECAST - Narrative (Details)
RECAST - Condensed Consolidated Balance Sheet (Details)
RECAST - Condensed Consolidated Balance Sheet Shareholders' Equity (Details)
RECAST - Condensed Consolidated Statement of Operations and Other Comprehensive Income (Details)
CASH AND CASH EQUIVALENTS - Schedule of cash and cash equivalents (Details)
CASH AND CASH EQUIVALENTS - Schedule of collateralized securities received under reverse repurchase agreements (Details)
CASH AND CASH EQUIVALENTS - Narrative (Details)
RESTRICTED CASH (Details)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE - Schedule of trading and available-for-sale securities (Details)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE - Schedule of maturity of trading and available-for-sale securities (Details)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE - Narrative (Details)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE - Schedule of present securities assets at fair value (Details)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE - Schedule of valuation techniques and significant level 3 inputs used in the valuation (Details)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE - Schedule of reconciliation of the beginning and ending balance for investments that use Level 3 inputs (Details)
TRADING AND AVAILABLE-FOR-SALE SECURITIES AT FAIR VALUE - Schedule of amortized cost, unrealized gains and losses accumulated in other comprehensive income, and fair value of available-for-sale securities (Details)
MARGIN LENDING, BROKERAGE AND OTHER RECEIVABLES, NET - Schedule of brokerage and other receivables (Details)
MARGIN LENDING, BROKERAGE AND OTHER RECEIVABLES, NET - Narrative (Details)
LOANS ISSUED (Details)
LOANS ISSUED - Narrative (Details)
LOANS ISSUED - Finance receivable Maturity (Details)
LOANS ISSUED - Finance receivable vintage (Details)
LOANS ISSUED - Finance receivable delinquency (Details)
LOANS ISSUED - Allowances for Credit Loss (Details)
INCOME TAXES - Narrative (Details)
INCOME TAXES - Schedule of deferred tax assets and liabilities (Details)
INCOME TAXES - Schedule of federal income taxes (Details)
INCOME TAXES - Schedule of income tax expenses (Details)
INCOME TAXES - Schedule of Income before Income tax (Details)
FIXED ASSETS, NET - Schedule of fixed assets (Details)
FIXED ASSETS, NET - Narrative (Details)
INTANGIBLE ASSETS, NET - Schedule of intangible assets (Details)
INTANGIBLE ASSETS, NET - Narrative (Details)
OTHER ASSETS, NET (Details)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS - Schedule of trading securities including collateralized securities subject to repurchase agreements (Details)
SECURITIES REPURCHASE AGREEMENT OBLIGATIONS - Narrative (Details)
CUSTOMER LIABILITIES - Schedule of customer liabilities (Details)
CUSTOMER LIABILITIES - Narrative (Details)
MARGIN LENDING AND TRADE PAYABLES - Schedule of Trade Payables (Details)
MARGIN LENDING AND TRADE PAYABLES - Narrative (Details)
DEBT SECURITIES ISSUED - Schedule of outstanding debt securities of company (Details)
DEBT SECURITIES ISSUED - Narrative (Details)
INSURANCE CONTRACTS ASSETS AND LIABILITIES FROM INSURANCE ACTIVITIES - Schedule of Insurance Receivables (Details)
INSURANCE CONTRACTS ASSETS AND LIABILITIES FROM INSURANCE ACTIVITIES - Schedule of Insurance Payables (Details)
OTHER LIABILITIES (Details)
FEE AND COMMISSION INCOME (Details)
NET GAIN ON TRADING SECURITIES (Details)
NET GAIN ON TRADING SECURITIES - Narrative (Details)
NET INTEREST INCOME/EXPENSE (Details)
NET GAIN ON FOREIGN EXCHANGE OPERATIONS (Details)
NET (LOSS)/GAIN ON DERIVATIVES (Details)
NET (LOSS)/GAIN ON DERIVATIVES - Narrative (Details)
RELATED PARTY TRANSACTIONS (Details)
RELATED PARTY TRANSACTIONS - Narrative (Details)
STOCKHOLDERS??? EQUITY (Details)
STOCK BASED COMPENSATIONS - Narrative (Details)
STOCK BASED COMPENSATIONS - Schedule of fair value of such stock options using the Monte Carlo and Black-Scholes option valuation (Details)
STOCK BASED COMPENSATIONS - Schedule of the activity of the company's restricted stock outstanding (Details)
LEASES - Disclosure of operating lease assets and liabilities (Details)
LEASES - Schedule of lease obligations (Details)
LEASES - Narrative (Details)
ACQUISITIONS OF SUBSIDIARIES - Narrative (Details)
ACQUISITIONS OF SUBSIDIARIES - Schedule of purchase price of acquisition (Details)
COMMITMENTS AND CONTINGENCIES (Details)
COMMITMENTS AND CONTINGENCIES - Narrative (Details)
SEGMENT REPORTING - Income Statement (Details)
SEGMENT REPORTING - Balance Sheet (Details)
STATUTORY CAPITAL REQUIREMENTS (Details)
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Policies)
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